-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3emt2DDzS+JulxWuHJkeb0Mln9fEuEliOCbYTXFltqRlZz+k6bCxm7RrodsTbV/ l4L3ovehKHSbwg8O6uv3Vg== 0000919574-07-003282.txt : 20070629 0000919574-07-003282.hdr.sgml : 20070629 20070629141120 ACCESSION NUMBER: 0000919574-07-003282 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070629 DATE AS OF CHANGE: 20070629 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50785 FILM NUMBER: 07950053 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Arrow Capital Management, LLC CENTRAL INDEX KEY: 0001389082 IRS NUMBER: 010761224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 499 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-243-7338 MAIL ADDRESS: STREET 1: 499 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 d787696_13-g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Riviera Holdings Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 769627100 - -------------------------------------------------------------------------------- (CUSIP Number) June 21, 2007 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 769627100 --------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Arrow Capital Management, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 645,647 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 645,647 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 645,647 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.18% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO CUSIP No. 769627100 --------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alexandre von Furstenberg 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 645,647 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 645,647 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 645,647 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.18% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN CUSIP No. 769627100 --------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Mal Serure 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 645,647 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 645,647 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 645,647 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.18% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN CUSIP No. 769627100 --------------------- Item 1(a). Name of Issuer: Riviera Holdings Corporation -------------------------------------------------------------------- (b). Address of Issuer's Principal Executive Offices: 2901 Las Vegas Boulevard South Las Vegas, Nevada 89109 United States -------------------------------------------------------------------- Item 2(a). Name of Persons Filing: Arrow Capital Management, LLC Alexandre von Furstenberg Mal Serure -------------------------------------------------------------------- (b). Address of Principal Business Office, or if None, Residence: Arrow Capital Management, LLC 499 Park Ave. New York, NY 10022 Alexandre von Furstenberg c/o Arrow Capital Management, LLC 499 Park Ave. New York, NY 10022 Mal Serure c/o Arrow Capital Management, LLC 499 Park Ave. New York, NY 10022 -------------------------------------------------------------------- (c). Citizenship: Arrow Capital Management, LLC - Delaware Alexandre von Furstenberg - United States of America Mal Serure - United States of America -------------------------------------------------------------------- (d). Title of Class of Securities: Common Stock, $.001 par value -------------------------------------------------------------------- (e). CUSIP Number: 769627100 -------------------------------------------------------------------- Item 3. If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c). (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with s.240.13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with s.240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with s.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Arrow Capital Management, LLC - 645,647 Alexandre von Furstenberg - 645,647 Mal Serure - 645,647 ----------------------------------------------------------------------- (b) Percent of class: Arrow Capital Management, LLC - 5.18% Alexandre von Furstenberg - 5.18% Mal Serure - 5.18% ----------------------------------------------------------------------- (c) Number of shares as to which the person has: Arrow Capital Management, LLC (i) Sole power to vote or to direct the vote 0 --------------, (ii) Shared power to vote or to direct the vote 645,647 --------------, (iii) Sole power to dispose or to direct the disposition of 0 --------------, (iv) Shared power to dispose or to direct the disposition of 645,647 --------------. Alexandre von Furstenberg (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 --------------, (ii) Shared power to vote or to direct the vote 645,647 --------------, (iii) Sole power to dispose or to direct the disposition of 0 --------------, (iv) Shared power to dispose or to direct the disposition of 645,647 --------------. Mal Serure (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 --------------, (ii) Shared power to vote or to direct the vote 645,647 --------------, (iii) Sole power to dispose or to direct the disposition of 0 --------------, (iv) Shared power to dispose or to direct the disposition of 645,647 --------------. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. N/A ----------------------------------------------------------------------- Item 6. Ownership of More Than Five Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. N/A ----------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. If a parent holding company or Control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. N/A ----------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. If a group has filed this schedule pursuant to s.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to s.240.13d-1(c) or s.240.13d-1(d), attach an exhibit stating the identity of each member of the group. N/A ----------------------------------------------------------------------- Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. N/A ----------------------------------------------------------------------- Item 10. Certification. By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. June 28, 2007 ---------------------------------------- (Date) Arrow Capital Management, LLC* By: /s/ Mal Serure ------------------- Name: Mal Serure Title: Managing Member /s/ Alexandre von Furstenberg* ------------------------------ Alexandre von Furstenberg /s/ Mal Serure* --------------- Mal Serure * The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). Exhibit A AGREEMENT The undersigned agree that this Schedule 13G dated June 28, 2007 relating to the Common Stock, $.001 par value of Riviera Holdings Corporation shall be filed on behalf of the undersigned. Arrow Capital Management, LLC* By: /s/ Mal Serure ------------------- Name: Mal Serure Title: Managing Member /s/ Alexandre von Furstenberg* ------------------------------ Alexandre von Furstenberg /s/ Mal Serure* --------------- Mal Serure SK 21739 0002 787696 -----END PRIVACY-ENHANCED MESSAGE-----